
Best Execution Also Means… Know Your Broker
Earlier this month FINRA announced that it has fined Barclays Capital $2 million for failing to comply with its Best Execution obligations in connection with its customers’
Earlier this month FINRA announced that it has fined Barclays Capital $2 million for failing to comply with its Best Execution obligations in connection with its customers’
In yet another example of big banks agreeing to settle allegations of wrongdoing, three large institutions will pay investors $95.5 million to end litigation related