Best Execution


Best Execution Also Means… Know Your Broker

Earlier this month FINRA announced that it has fined Barclays Capital $2 million for failing to comply with its Best Execution obligations in connection with its customers’

Liquidity Behavior in the S&P 500

As a large cap index all the constituents of the S&P 500 are highly liquid. This is certainly true compared to mid-cap or small cap